STATE UNIVERSITY OF NEW YORK -- STATE COLLEGE OF OPTOMETRY
STATE COLLEGE OF OPTOMETRY
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STATE COLLEGE OF OPTOMETRY
(Last Updated: 1/1/98)
CAMPUS GOVERNANCE
Administration
The administration of the college is divided into seven functional areas:
1. Office of the President
2. Administrative Affairs and Services
3. Academic Affairs and Services
4. Educational Technology and Information Science
5. Institutional Advancement and Alumni Affairs
6. Student Affairs and Services
7. University Optometric Center
There are also advisory councils and committees to the President.
Office of the President
The President is the chief executive officer of the college and is appointed by the University's
Board of Trustees. Other administrative officers within the Office of the President are the Assistant
to the President, the Director of Planning, Evaluation and Institutional Research, and the Affirmative
Action Officer. The heads of the next five areas listed report directly to the President. The last area,
Educational Technology and Information Science, report to the Vice President and Dean for
Academic Affairs.
Administrative Affairs and Services
This office, headed by a Vice President, is responsible for college business operations, public
safety, maintenance and personnel functions. Other administrative officers in this department are the
Associate Vice President for Business Affairs, the Director of Personnel, and the Director of Public
Safety and Maintenance.
Academic Affairs and Services
The Dean (Vice President) for Academic Affairs is the chief academic officer and is
responsible for all teaching and research activities. The Associate Dean for Graduate Studies and
Research, the Assistant Dean for Educational Technology and Information Science, the Director of
Residencies and Internships, the Director of Continuing Education, the Director of the Schnurmacher
Institute for Vision Research, the Director of the Center for Vision Care Policy, the Librarian, and
the Chairpersons of the three academic departments report to the Dean.
Educational Information Services
The Assistant Dean for Educational Information Services is responsible for College academic
information technologies and learning services. The Assistant Dean reports to the Vice President and
Dean for Academic Affairs, and supervises the Library Director, the Director of Educational
Technologies, and the Director of Media Resources.
Institutional Advancement and Alumni Affairs
The Vice President for Institutional Advancement is responsible for development activities,
alumni affairs and institutional relations. The office also helps to coordinate the affairs of the
Optometric Center of New York, a philanthropic foundation.
Student Affairs and Services
This office is directed by the Vice President for Student Affairs and Services. Other
administrative officers within the office are the Director of Admissions, the Registrar, the Director
of Student Financial Aid and the Director of Special Student Services. Student activities, counseling
and tutoring services are also administered through this office.
University Optometric Center
The University Optometric Center is chartered under Article 28 of the New York State Public
Health Law. The Executive Director of the University Optometric Center is the Vice President for
Clinical Affairs and is responsible for the planning, operations, and quality of patient care services
provided within the clinical facilities of the college, as well as in its satellite and extramural clinical
programs. The Associate Director for Finance, the Associate Director for Regulatory Compliance,
the Associate Director of Operations, and the Chief of Professional Services are also contained in this
office.
Advisory Councils and Committees to the President
- President's Council
- Dean's Council
- Clinic Council
- Council for Educational Technology and Information Science
- Budget and Priorities Committee
ADMINISTRATIVE RESPONSIBILITIES
President
- Serves as chief executive officer of the college.
- Provides leadership and direction in the areas of teaching/learning, scholarship-research, and
public service.
- Recommends policy to the University's Central Administration.
- Implements, locally, the policies of the Board of Trustees and the Chancellor.
- Directs current and long-range planning related to institutional goals, academic programs,
teaching approaches, research, public service, financing, and enrollment projections.
- Assures the development and maintenance of administrative organization and policy-making
structure for the most efficient and effective utilization of campus resources.
- Supervises the development and maintenance of a personnel system concerned with the
recruitment, selection, assignment, supervision, evaluation, promotion, and tenure of all
personnel of the institution.
- Directs the preparation, presentation, and administration of the budget.
- Maintains working relationships with the College Council, the Central Administration, the
Optometric Center of New York, other colleges, regional consortia, the SUNY Construction
Fund, the campus Faculty-Student Association, the State Dormitory Authority, other non-State organizations on campus, State and Federal agencies, and with faculty, staff, students,
alumni, parents, the local community, and other constituencies.
- Appoints Presidential committees.
- Designates an officer of the College in case of temporary absence.
Dean of Academic Affairs and Services
- The Academic Dean is the position through which decisions and policies related to the
academic concerns of the college are finalized, implemented and monitored.
- The Academic Dean has the responsibility for assuring that appropriate members of the
college community have input into academic policy decisions, and the implementation and
evaluation of these decisions.
- Committees on matters of academics report to the Dean.
- The Academic Dean chairs meetings of the Dean's Council (Academic Council).
- The Academic Dean is responsible for interpreting the academic policies of the institution to
the administrative staff and seeking their advice as to the methods available to implement
these policies given the restrictions of the State University system.
- The Academic Dean, in consultation with appropriate parties, is responsible for the
preparation, allocation, necessary reallocation within and implementation of the I and DR
budget.
- The Academic Dean has the responsibility for recommending to the President in the
recruitment, hiring, promotion, and retention of faculty.
- The Academic Dean assumes a role in administrative meetings and decisions that involve the
academic program of the college.
Vice President of Administration and Finance
- Chief administrative and fiscal officer of the college.
- Develops major policies for business operations, including budget, purchasing, accounts,
bursar, personnel, payroll and other related functions.
- Guides the campus in the translation of academic and related programs into program budgets.
- Works with the President, Dean, Program Coordinators, Department Chairpersons, other
academic administrators, and faculty to insure that fiscal and related programs service the
academic objectives of the campus.
- Institutes effective controls and procedures for the administration of campus funds.
- Supervises areas such as physical plant and maintenance, security and public safety, personnel,
payroll and purchasing.
- Assures efficiency and economy in business office operations.
- Internal Control Officer of the College.
Vice President of Student Affairs
- Directs the student affairs program.
- Implements policy regarding admissions, records, financial aid and general student services.
- Carries the responsibility for the collection, analysis, and transmittal of institutional research
data.
- Supervises general counseling and minority recruitment programs.
- Coordinates scheduling for all programs.
- Coordinates placement activities.
- Maintains liaison with State and National Board of Examiners.
Associate Dean for Graduate Studies and Research
- The Associate Dean is responsible for all educational and academic matters related to the
graduate program and for the faculty serving therein.
- The Associate Dean is appointed by the President and is responsible to and reports to the
Academic Dean.
- The Associate Dean is a member of the President's Council and the Dean's Council
- The Associate Dean serves as the academic officer of the College responsible for Graduate
Programs.
- The Associate Dean administers and maintains accounts of the State Graduate Studies budget
and the accounts of the Graduate Research Initiative (GRI) budgets, animal care facility,
machine shop, electronic shop and salary-offset.
- To serve as the College's representative to the University-wide Doctoral Council and to
represent the interests of the Graduate Program at SUNY/Central Administration.
- To insure high quality in the graduate program and in research activity.
- To monitor and assess the educational effectiveness of graduate programs and research
productivity of the faculty.
- To work with the Department Chairpersons wherever there is an appropriate intersection of
responsibilities.
- To recommend to the Academic Dean changes in the goals and direction of graduate
programs and curricula after appropriate consultation with the graduate faculty and graduate
committee.
- To provide the Academic Dean with recommendations for teaching and administrative
assignments, retention, promotion, discretionary raises and tenure of faculty related to
graduate programs and research activities.
- To provide the Dean with recommendations for the recruitment and hiring of new faculty
members for graduate programs and for hiring non-teaching staff members associated with
graduate programs.
- To manage the major equipment resources of Graduate Programs.
- To submit annually to the Dean for Academic Affairs a request with supporting documents
for Graduate Studies, Graduate Research Initiative, and other account funding as well as for
graduate stipends, personnel and equipment needs, etc.
- To administer the budget and other fiscal matters for Graduate Programs and Research.
- To promote the recruitment of students to graduate programs with special attention to
students graduating from the SUNY College of Optometry and together with the Student
Affairs Office, to identify and pursue additional methods of financial support for them.
- Acting on recommendations of the Graduate Committee on Admissions and Course and
Standing to provide for official letters of acceptance to applicants, and for communication
with graduate students with respect to all matters of academic standing and matriculation.
- To provide relevant information enabling Post-doctoral Fellows, Visiting Researchers, and
International Students to obtain Visas.
- To administer Graduate Teaching Assistant and Graduate Research Assistant assignments as
recommended by the Graduate Committee on Admissions and Course and Standing.
- To perform other duties which from time to time, might be assigned by the President or the
Dean for Academic Affairs.
Assistant Dean for Educational Information Services
- Overall direction, planning, leadership, and formulation of policy and procedures relating to
academic information technologies and services, in consultation with other relevant groups.
- Managerial and budgetary oversight of the Library, Academic Computing (Student Computer
Laboratories and evolving Information Systems and Networks), the Educational Technology
Unit, Media Center and Lecture Halls.
- Chairs the Council on Information Science and Educational Technology.
- Coordinates activities of the Network Users Development Group (NUDG) and the Home
Page Advisory Group.
- In consultation with other appropriate parties, coordinates College web site development and
maintenance; development of web policies and procedures, encourages college-wide
participation.
- Works closely with the Learning Resources Committee, Faculty Development Committee,
Dean's Council and other relevant College groups concerned with the introduction, training,
support and use of educational technology.
- Works closely with other faculty, academic and administrative officers and staff to coordinate
information and activities relating to College use of information technologies and services.
- Coordinates long-range planning efforts relating to academic information services and
technologies, including preparation of an Academic Program Plan.
Director of Personnel and Affirmative Action Officer
- Recruitment of classified, unclassified, and Research Foundation employees.
- Prepare all appointment letters and coordinate preparation of all contracts for appropriate
personnel.
- Classification and Compensation input:
a) Prepare justifications and appropriate forms to request change in job title
(e.g., promotions) and salary and grade levels where applicable.
b) Assist in development of the campus organizational chart.
- Administer and/or supervise the total Personnel function:
a) Orientation of all new personnel as to benefits, etc.
b) Canvassing of civil service lists.
c) Preparation of transaction forms and coordination of personnel/payroll
function.
d) Processing of medical and dental claims.
e) Maintain personnel data base.
f) Approval of tuition waiver/support/reimbursement.
- Staff evaluation:
a) Formulation and administration of a performance program and evaluation for
Non-Teaching Professionals and Management/Confidential employees.
Develop and coordinate mid-year appraisals for classified personnel and
supervise annual performance ratings, probationary status, etc.
b) Alert the President and Committee on Professional Qualifications to term
expirations and tenure date projections.
- Staff Development (training, skill refresher(s), etc.)
- Employee and Labor Relations
a) Resolve problems emanating from every category of personnel.
b) All disciplinary matters. Administer and apply State-union contracts (UUP,
CSEA, Council 82and PEF).
- Liaison with SUNY Central Administration; Department of Civil Service; Audit and Control
and other SUNY campuses.
- Affirmative Action Duties
a) Advise the President with respect to plans, procedures, and other matters
pertaining to the College's Equal Opportunity in Employment Policy and
Program.
b) Lead in the development of program, plans, procedures and regulations
necessary to formulate and carry out the College program for Equal
Opportunity in Employment, e.g., Title IX, Self-Evaluation.
c) Identify areas within the College where problems concerning equal
employment opportunity exist and assist campus officers as required.
d) Develop procedures providing for the prompt receipt and investigation of
individual complaints of discrimination in employment within the College -
including, but not limited to, the role of ombudsman for informal clearing of
complaints.
e) Participate in the design and implementation of monitoring, recordkeeping,
and auditing systems, that will measure effectiveness of College programs, and
determine the degree to which goals are being met.
f) Participate in the design and implementation of procedures to evaluate the
College's personnel operations at regular intervals to assure their conformity
with the University's.
g) Serve as liaison between the College and
1) Enforcement agencies;
2) Minority organizations, women's organizations, and community action
groups concerned with equal employment opportunities.
h) Establish such review boards and committees as required to help in the
effective performance of assigned duties.
i) Stimulate dialogue among minority and women's groups, concerned
community groups, administrators, support personnel and members of the
academic community.
j) Provide channels for sharing among individual units supportive operating
information such as procedures, data sources, and common problems and
solutions.
- Other duties as assigned by the President.
Assistant to the President
- The Assistant to the President carries that level of administrative and programmatic
responsibilities which require a knowledge of organization, inter-personal relationships and
a thorough, up-to-date factual knowledge of the details of the various activities and functions
of the college. This permits the representation of the President in inter-departmental liaison,
coordination and advisement with respect to research activities and special studies and
programs.
- Manages and supervises the operations of the Office of the President including those relating
to personnel.
- Coordinates and maintains official records, minutes and other documents at the college for
which the President has official responsibility.
- Serves as liaison officer to the College Council; the Board of Trustees of the Optometric
Center of New York; the Student Council of the State College of Optometry, and to other
organizations and units which are attached to, or related to, the college, and those for which
the President has programmatic relationships.
- Serves as the President's liaison to the State Employees Federated Appeal (SEFA).
- Serves as representative and recorder for all standing and ad hoc faculty-student-staff
committees which he appoints.
- Serves as liaison to the Personnel Officer for the transmittal of contracts and such other
notices which require the President's personal attention and action.
- Directs responsibility for the reporting and transmittal of all new, revised and rescinded
policies acted upon by the President as a consequence of recommendations made to him by
the various standing and ad hoc committees.
- Maintains the policy handbook of the college and shall, annually, transmit such a revised
handbook to the appropriate members of the college community.
- Undertakes special assignments as may be made by the President.
- The Assistant to the President has specific responsibilities to represent the President in on-campus and off-campus activities and before government agencies.
- The Assistant to the President is responsible for the planning, writing, editing and production
of the College newsletter.
- The Assistant to the President is responsible directly to the President.
Vice President for Institutional Advancement
- Reports directly to the President, and is responsible for all areas of College relations.
- Informational Services, Communications
A. Internal Relations - Provides all College faculty, clinicians, administrators,
students and support staff with information on new and pertinent College
news and developments.
B. External Relations - Provides all College constituencies with information on
new and pertinent College news and developments.
Liaison and communication services are established and maintained with
- SUNY University Affairs Office
- SUNY Campuses
- SUNY 4
- Optometric Schools and Colleges (ASCO)
- Optometric Organizations (American Optometric Association,
New York State Optometric Association, American
Optometric Foundation, American Academy of Optometry,
Council on Optometric Education, etc.).
- Optometric Press
- Public Health Community
- General Press
- Community
- Legislature
- Special Events
Responsible for planning, arranging and implementing all College Special Events including
Commencement, Open Houses and Testimonial Dinners.
- Publications/Reports
A. Plans, prepares, writes and edits college catalog.
B. Writes all annual reports (SUNY, Commission On Education, and Middle
States Association of Colleges and Secondary Schools)
C. Coordinates and assist in preparation of College's master planning documents.
D. Plans, writes, edits and supervises production of all college brochures.
E. Writes and supervises appropriate distribution of all college new releases and
announcements.
F. Arranges, maintains and distributes monthly calendar of events.
- Alumni Association and The Benjamin Franklin Society
Responsible for liaison and all general administrative duties for the college's Alumni
Association and The Benjamin Franklin Society. Duties include the planning and organization
of the annual meeting, the organization and maintenance of membership and financial records
and liaison with various committees. Also responsible for liaison with SUNY's Alumni
Confederation.
- Other Duties
A. Keeps informed of all key College developments in order to write intelligently,
and communicate with, the various public.
B. Serves as general spokesperson for the college.
C. Corresponds for the President in his/her name on all above areas of
responsibility.
D. Performs all other regular or special duties assigned by the President.
E. Supervises Associate Director of Alumni Affairs and clerical staff.
Department Chairpersons
A Department Chairperson is responsible for the supervision of that specific portion of the
curriculum which relates to a specifically defined division of the body of knowledge encompassed
within the scope of the College, each division thus being designated as a department.
The duties of a department chairperson include:
- Advising the President and Dean on recruitment, retention and tenure of faculty.
- Direct supervision of all courses assigned to that department.
- Planning with regard to space, personnel and equipment needs for the department.
- Preparation of the instructional and departmental research portion of the budget related to the
department.
- Ordering of all major equipment for the department.
- Consulting with program coordinators with regard to departmental resources to be utilized
in specific programs.
- Assignment of faculty to specific teaching, research and administrative duties within the
department.
- Interacts with the other department chairpersons to coordinate the curriculum.
- Represents the department as consultant to college committees such as Curriculum
Committee, Course and Standing Committee, etc.
Program Directors (Continuing Education and Internships and Residencies)
A program director is responsible for the supervision of an area within the total college
program which relates to a specific course of study, outside of the regular four-year professional
curriculum.
The duties of a program director include:
- Planning with regard to space, personnel and equipment needs for the program.
- Consultation with department chairperson regarding assignment of teaching, research, and
administrative responsibilities within the specific program to faculty members of each
department with input to the program.
- Budget preparation for the program.
- Report directly to the Academic Dean regarding the specific program.
- Supervision, along with the appropriate department chairperson, of specific courses or
projects within the program.
- Procurement of all major equipment for the program.
Library Director
The Library Director reports to the Assistant Dean for Educational Information Services and
is responsible for the development and overall administration of the Library. The Library Director
serves on the Dean's Council, the Council on Information Science and Educational Technology, and
other administrative and faculty committees, and is considered the equivalent of a department chair.
The responsibilities include:
- The preparation and administration of the Library budget.
- Recruitment, supervision and evaluation of all Library personnel.
- Development of policies and procedures, in consultation with the Learning Resources
Committee and the Council for Educational Technology and Information Science.
- Supervision of all Library services and operations.
- Oversight of selection, ordering or provision of access to all Library materials (books
journals, multimedia, electronic information) and requisite supplies.
- Oversight of the Library Technology Center.
- Preparation of Library Academic Program Plan, including statistical reports, goals, objectives
and long-range planning for the Library.
- Planning for all space and equipment needs of the Library, including anticipated move to
newly renovated mid-town location in mid-1999.
- Collaboration with others in the Office of Information Services on issues and services relating
to information and educational technology
- Operational responsibility for selected library functions (e.g. cataloging, acquisitions, and/or
system administration).
Faculty Governance
The faculty meets on a regular basis, elects officers annually and operates under an approved
set of by-laws (see page VII.1). Active in campus governance, the faculty has formed committees
on its own as the need has arisen. The most important, current faculty committees are the Committee
on Professional Qualifications (CPQ) and the Faculty Executive Committee. CPQ exists to make
recommendations to the Dean concerning the retention, promotion, and tenure of faculty members.
The Faculty Executive Committee (comprised of the faculty presiding officer, faculty presiding officer
elect, secretary of the faculty, representative of the professional program, representative of the
graduate program, and the faculty senator) serves to make recommendations to the Dean concerning
faculty appointments to advisory committees (see Faculty By-Laws for listing) and also deals with
faculty business which arises between faculty meetings. Faculty members serve on all advisory
committees to the President, Dean, and Vice Presidents and are active in the formation of college
policy.
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